SCHEDULE TO

(Amendment No. 2)


(Rule 14d-100)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934


PRIME ACQUISITION CORP.
(Name of Subject Company (Issuer) and Name of Filing Person (Issuer))
Ordinary Shares, $0.001 Par Value
(Title of Class of Securities)

G72436101


(CUSIP Number of Class of Securities)


William Tsu-Cheng Yu
+886-9-7232-8345
No. 322, Zhongshan East Road
Shijiazhuang
Hebei Province, 050011

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications on Behalf of Filing Persons)
with a copy to:

Mitchell S. Nussbaum, Esq.
Loeb & Loeb LLP
345 Park Avenue
New York, New York 10154
(212) 407-4000


CALCULATION OF FILING FEE

Transaction valuation

Not Applicable

Amount of filing fee

Not Applicable

 

¨ Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
Amount Previously Paid: N/A Filing Party: N/A  
Form or Registration No.: N/A Date Filed: N/A  
¨ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
           

Check the appropriate boxes below to designate any transactions to which the statement relates:

¨third-party tender offer subject to Rule 14d-1.
xissuer tender offer subject to Rule 13e-4.
¨going-private transaction subject to Rule 13e-3.
¨amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: ¨

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

¨Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
¨Rule 14d-1(d) (Cross-Border Third-Party Tender Offer

 

1
 

 

EXPLANATORY NOTE

 

The sole purpose of this Amendment No. 2 (this “Amendment”) to the Tender Offer Statement on Schedule TO (the “Schedule TO”) filed by Prime Acquisition Corp, a Cayman Islands company (the “Company”) on February 26, 2013, as amended on March 18, 2013, is to extend the offer until 5:00 p.m. Eastern time on March 28, 2013 and file Exhibit (a)(5)(F). Except for the extension of the offer and the addition of the exhibit, no other changes have been made to the Schedule TO, and accordingly Items 2, 3, 5 through 11 and 13 of the Schedule TO have been omitted. This Amendment does not modify any provision of the Offer Letter or the other exhibits that form a part of the Schedule TO or the terms of the offer, and accordingly such Offer Letter and the other exhibits have not been included herein.

 

Items 1 and 4 Summary Term Sheet; Terms of the Transaction.

 

Items 1 and 4 of the Schedule TO are hereby amended and supplemented as follows:

 

On March 27, 2013, the Company announced it has extended the Expiration Date of the Offer until 5:00 P.M., Eastern time, on March 28, 2013, unless further extended or withdrawn. A copy of the press release is filed as Exhibit (a)(5)(F) to the Schedule TO and is incorporated herein by reference.

 

Item 12. Exhibits.

 

Exhibit NumberDescription
(a)(1)(A)*Offer Letter dated February 25, 2013.
(a)(1)(B)*Letter of Transmittal (including Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on Substitute Form W-9).
(a)(1)(C)*Form of Notice of Guaranteed Delivery.
(a)(1)(D)*Form of letter to brokers, dealers, commercial banks, trust companies and other nominees to their clients.
(a)(1)(E)*Form of letter to be used by brokers, dealers, commercial banks, trust companies and other nominees for their clients.
(a)(5)(A)*The Company’s Reports of Foreign Private Issuer on Form 6-K submitted to the Securities and Exchange Commission on August 8, 2012, August 9, 2012, October 18, 2012, November 14, 2012, November 23, 2012, November 21, 2012 and February 25, 2013 (incorporated by reference to the Forms 6-K filed with the Securities and Exchange Commission on such dates).
(a)(5)(B)*Press Release, dated February 25, 2013.
(a)(5)(C)*The Company’s Reports of Foreign Private Issuer on Form 6-K submitted to the Securities and Exchange Commission on March 8, 2013 and March 18, 2013 (incorporated by reference to the Forms 6-K filed with the Securities and Exchange Commission on such dates).
(a)(5)(D)*Press Release, dated March 8, 2013.
(a)(5)(E)*Press Release, dated March 18, 2013.
(a)(5)(F)Press Release, dated March 27, 2013.
(b)Not applicable.
(c)Not applicable.
(d)(1)*Form of Amendment to the Company Amended and Restated Memorandum and Articles of Association.
(d)(2)*Form of Amendment to the Investment Management Trust Agreement, dated March 25, 2011, by and between Prime Acquisition Corp. and American Stock Transfer and Trust Company.
(e)Not applicable.
(f)Not applicable.
(g)Not applicable.
(h)Not applicable.

 

* Previously filed.

 

 
 

 

SIGNATURE

 

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  PRIME ACQUISITION CORP.
   
  By:  /s/ Diana Chia-Huei Liu
    Name:   Diana Chia-Huei Liu
Title:     Chief Executive Officer

  

Date: March 28, 2013

 

 

 
 

 

 

INDEX TO EXHIBITS

 

Exhibit NumberDescription
(a)(1)(A)*Offer Letter dated February 25, 2013.
(a)(1)(B)*Letter of Transmittal (including Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on Substitute Form W-9).
(a)(1)(C)*Form of Notice of Guaranteed Delivery.
(a)(1)(D)*Form of letter to brokers, dealers, commercial banks, trust companies and other nominees to their clients.
(a)(1)(E)*Form of letter to be used by brokers, dealers, commercial banks, trust companies and other nominees for their clients.
(a)(5)(A)*The Company’s Reports of Foreign Private Issuer on Form 6-K submitted to the Securities and Exchange Commission on August 8, 2012, August 9, 2012, October 18, 2012, November 14, 2012, November 23, 2012, November 21, 2012 and February 25, 2013 (incorporated by reference to the Forms 6-K filed with the Securities and Exchange Commission on such dates).
(a)(5)(B)*Press Release, dated February 25, 2013.
(a)(5)(C)*The Company’s Reports of Foreign Private Issuer on Form 6-K submitted to the Securities and Exchange Commission on March 8, 2013 and March 18, 2013 (incorporated by reference to the Forms 6-K filed with the Securities and Exchange Commission on such dates).
(a)(5)(D)*Press Release, dated March 8, 2013.
(a)(5)(E)*Press Release, dated March 18, 2013.
(a)(5)(F)Press Release, dated March 27, 2013.
(b)Not applicable.
(c)Not applicable.
(d)(1)*Form of Amendment to the Company Amended and Restated Memorandum and Articles of Association.
(d)(2)*Form of Amendment to the Investment Management Trust Agreement, dated March 25, 2011, by and between Prime Acquisition Corp. and American Stock Transfer and Trust Company.
(e)Not applicable.
(f)Not applicable.
(g)Not applicable.
(h)Not applicable.

 

* Previously filed.